BBVA Compass

  • Compliance Officer II

    Posted Date 4 weeks ago(7/25/2018 9:18 AM)
  • Overview

    At BBVA, we are working to make banking better for everyone. That is where you come in. We are looking for smart, team oriented people who want to be part of a first-class workforce that gives people the tools they need to meet their financial goals, all while delivering an outstanding client experience. Learn more below.


    Primary Function  

    Performs reviews of corporate/business unit policies, procedures, controls, and performance to ensure compliance with corporate policy and external regulations for the Dealer Financial Services (LOB) area and works to identify, resolve and prevent issues.  Perform analysis, identify and address control gaps.  Develop, maintain, and facilitate updates to business procedure documentation.


    Other Duties and Responsibilities may include:                                                                                                                                                                                                                               

    • Liaison with the LOB Compliance, Corporate Audit division, Line of Business stakeholders, and shared service partners as needed to resolve issues identified during internal audits, external and regulatory reviews, and other issues identified through the line of business.
    • Monitors and updates action plans; follows up with responsible parties to ensure tasks are completed when due.
    • Generates reports and spreadsheets as needed for internal and external stakeholders from area information per required schedule. 
    • Provides scheduling, tracking, and reporting to programs.
    • Maintains quality customer service and relationships with internal and/or external contacts.
    • Remains current with regulatory environment and existing regulations; assess potential impact
    • Represents business unit on task forces, at meetings and through participation in special projects.
    • Supports the line of business through the adoption of new and/or improved processes.



    • Communication: listening, oral, written and presentation
    • Able to manage multiple concurrent projects
    • Root cause analysis
    • Problem resolution focused
    • Analytical
    • Detail oriented
    • Planning/goal setting
    • Follow-through



    Working knowledge of:

    • Compliance laws and regulations relating to the Consumer Finance line of business
    • Banking operations and procedures
    • Federal and state banking regulations
    • Extensive understanding of indirect auto.


    • 4-year related degree or equivalent experience
    • Strong analytical skills
    • Good communication skills, both verbal and written
    • Ability to analyze data
    • Knowledge of trend analysis and other statistical tools
    • 8+ years of Compliance related experience or comparable direct or indirect auto expertise.



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